Shelf registration tracker
This shelf registration tracker lists the most recent S-3 and F-3 filings with the SEC. A shelf registration lets a company register securities once and sell them later in pieces, so a new primary shelf is often the first public sign that more shares may come. A resale shelf is different: it registers shares that existing holders, often recent private-placement investors, may sell.
| Company | Filed | Form | Kind | What the filing says | Shelf in Signal8 summary |
|---|---|---|---|---|---|
| XRX Xerox Holdings Corp | Nov 10, 2026 | S-3/A | Resale (amendment) | Xerox Holdings filed Amendment No. 1 to its Form S-3 shelf registration on November 10, 2026, registering the resale of up to 3,872,062 shares of common stock by selling stockholders. | Not measured No published summary for this ticker |
| ATLC Atlanticus Holdings Corp | Nov 10, 2026 | S-3 | Primary shelf | Atlanticus Holdings Corporation filed a $1 billion shelf registration statement (Form S-3) covering common stock, preferred stock, warrants, purchase contracts, depositary shares, debt securities, rights and units, to be sold from time to... | Not measured No published summary for this ticker |
| ATRA Atara Biotherapeutics, Inc. | Nov 10, 2026 | S-3 | Primary shelf | Atara Biotherapeutics filed a new Form S-3 shelf registration on November 10, 2026, replacing its expiring prior shelf (File No. 333-275256) under Rule 415(a)(6). | On file Cites 424B3 filed Mar 25, 2026 |
| TELA TELA Bio, Inc. | Nov 10, 2026 | S-3 | Primary shelf | TELA Bio filed a new $150 million shelf registration statement on Form S-3 to replace its expiring shelf (File No. 333-275511), carrying over $90.9 million of previously registered but unsold securities under Rule 415(a)(6). | On file Cites 424B3 filed Dec 23, 2025 |
| IMCC IM Cannabis Corp. | Nov 10, 2026 | F-3 | Resale | IM Cannabis Corp. filed an F-3 registration statement registering the resale by L.I.A. Pure Capital Ltd. of up to 25,348,613 common shares, up to 8,780,892 from conversion of a US$1,200,000 promissory note and 16,567,721 from a warrant... | On file Cites EFFECT filed Oct 20, 2026 |
| VEL Velocity Financial, Inc. | Nov 10, 2026 | S-3 | Primary shelf | Velocity Financial filed a $200 million shelf registration statement on Form S-3 to sell common stock from time to time, with terms to be set in future prospectus supplements. | Not measured No published summary for this ticker |
| XGN EXAGEN INC. | Nov 10, 2026 | S-3 | Primary shelf | Exagen Inc. (Nasdaq: XGN) filed a new $150.0 million shelf registration statement covering common stock, preferred stock, debt securities, warrants and units, replacing its prior shelf that was set to expire November 29, 2026. | On file Cites 10-Q filed Nov 10, 2026 |
| OVID Ovid Therapeutics Inc. | Nov 10, 2026 | S-3 | Primary shelf | Ovid Therapeutics filed a $250 million universal shelf registration statement on Form S-3, covering common stock, preferred stock, debt securities, and warrants that may be offered from time to time. | Not measured No published summary for this ticker |
| WEST Westrock Coffee Co | Nov 10, 2026 | S-3 | Primary shelf | Westrock Coffee Company filed a new $500 million shelf registration statement on Form S-3, replacing its expiring 2023 shelf and registering $487.3 million of unsold securities carried forward under Rule 415(a)(6). | Not measured No published summary for this ticker |
| TMQ Trilogy Metals Inc. | Nov 10, 2026 | S-3 | Resale | Trilogy Metals filed an S-3 shelf registration statement to permit resale of up to 28,754,496 common shares held by the U.S. Department of Defense, equal to roughly 15.85% of the company's 181,361,209 shares outstanding. | Not measured No published summary for this ticker |
| ADCT ADC Therapeutics SA | Nov 10, 2026 | S-3 | Resale | ADC Therapeutics filed an S-3 registering the resale of up to 61,000,000 common shares by institutional investors from an $86.6 million private placement completed October 22, 2026 at $1.42 per share. | On file Cites 424B3 filed Mar 16, 2026 |
| FORM FORMFACTOR INC | Nov 9, 2026 | S-3 | Resale | FormFactor filed an S-3 shelf registration covering the resale of 2,234,887 shares of common stock held by Teradyne, which acquired the shares in a $300.0 million private placement that closed on November 9, 2026 under an October 6, 2026... | Not measured No published summary for this ticker |
| HYPR Hyperfine, Inc. | Nov 9, 2026 | S-3 | Primary shelf | Hyperfine filed a new $150 million shelf registration statement on Form S-3, replacing its prior shelf (File No. 333-275449) that was scheduled to expire November 22, 2026. | On file Cites S-3 filed May 12, 2026 |
| SPRC SciSparc Ltd. | Nov 9, 2026 | F-3 | Resale | SciSparc filed an F-3 registration statement registering the resale of up to 76,807,229 ordinary shares by L.I.A. Pure Capital Ltd., consisting of 26,606,426 shares from conversion of a $3.0 million convertible promissory note and... | On file Cites EFFECT filed Aug 31, 2026 |
| TTRX Turn Therapeutics Inc. | Nov 9, 2026 | S-3 | Primary shelf | Turn Therapeutics filed a $150 million universal shelf registration statement covering common stock, preferred stock, debt securities, warrants, rights, and units, to be sold from time to time via future prospectus supplements. | On file Cites S-3 EX-FILING FEES filed Nov 9, 2026 |
| TTRX Turn Therapeutics Inc. | Nov 9, 2026 | S-3 | Resale | Turn Therapeutics filed an S-3 converting its two prior S-1 registration statements into a single shelf, registering the resale of up to 25,362,950 shares by selling stockholders. | On file Cites S-3 EX-FILING FEES filed Nov 9, 2026 |
| NIVF NewGenIvf Group Ltd | Nov 9, 2026 | F-3/A | Primary shelf (amendment) | NewGenIvf Group (NIVF) filed a post-effective amendment to its F-3 shelf registration covering up to US$100 million of Class A ordinary shares, preferred shares, warrants, debt securities, and subscription rights, to be sold from time to... | On file Cites F-3/A filed Nov 9, 2026 |
| INTT INTEST CORP | Nov 9, 2026 | S-3 | Primary shelf | InTest Corporation filed a new Form S-3 shelf registration statement registering up to $100,000,000 of securities, including common stock, preferred stock, warrants, purchase contracts, rights and units, to be offered from time to time. | On file Cites S-3 filed Nov 9, 2026 |
| FUSE Fusemachines Inc. | Nov 6, 2026 | S-3 | Primary shelf | Fusemachines Inc. filed a $100,000,000 universal shelf registration statement on Form S-3, registering common stock, preferred stock, debt securities, warrants, rights, depositary shares, and units for sale from time to time. | On file Cites S-3 filed Nov 6, 2026 |
| BGDE Big Digital Energy, Inc. | Nov 6, 2026 | S-3 | Resale | Big Digital Energy filed an S-3 to register resale of up to 442,899 common shares held by Endeavor Blockchain, LLC, issued in exchange for $2.5 million of principal plus $68,815.71 of accrued interest under a 12% revolving credit note. | On file Cites 424B3 filed Aug 31, 2026 |
| PPBT PURPLE BIOTECH LTD. | Nov 6, 2026 | F-3/A | Primary shelf (amendment) | Purple Biotech filed Pre-Effective Amendment No. 1 to its Form F-3 shelf registration, covering up to $200 million of ADSs, ordinary shares, preferred shares, warrants, units and capital notes. | On file Cites F-3/A filed Nov 6, 2026 |
| NAAS NaaS Technology Inc. | Nov 6, 2026 | F-3 | Primary shelf | NaaS Technology Inc. filed a US$200 million Form F-3 shelf registration covering Class A ordinary shares (including ADSs), preferred shares, debt securities, warrants, subscription rights and units, to be sold from time to time in one or... | On file Cites F-3 filed Nov 6, 2026 |
| TOPS TOP SHIPS INC. | Nov 6, 2026 | F-3 | Resale | TOP Ships filed an F-3 registering up to 40,583,330 common shares for resale by Anson Investments Master Fund LP and Anson East Master Fund LP, stemming from an October 28, 2026 private placement of senior convertible notes ($11.1M total... | On file Cites F-3 filed Nov 6, 2026 |
| SRFM SURF AIR MOBILITY INC. | Nov 5, 2026 | S-3 | Resale | Surf Air Mobility filed an S-3 registering the resale of up to 2,043,226 shares of common stock held by Palantir Technologies, which received the shares at $0.97 each on September 30, 2026 in payment of software license fees and services... | On file Cites S-3 filed Aug 11, 2026 |
| RZLT Rezolute, Inc. | Nov 5, 2026 | S-3 | Primary shelf | Rezolute, Inc. (Nasdaq: RZLT) filed a $400,000,000 universal shelf registration statement on Form S-3 on November 5, 2026, registering debt securities, common stock, preferred stock, warrants, subscription rights, purchase contracts... | Not measured No published summary for this ticker |
| ASPN ASPEN AEROGELS INC | Nov 5, 2026 | S-3 | Primary shelf | Aspen Aerogels filed a new $150 million universal shelf registration statement on Form S-3 covering common stock, preferred stock, debt securities, warrants, rights, and units, to be offered from time to time with terms set in future... | Not measured No published summary for this ticker |
| FATE FATE THERAPEUTICS INC | Nov 5, 2026 | S-3 | Primary shelf | Fate Therapeutics filed a new $300 million shelf registration statement on Form S-3 on November 5, 2026, replacing its prior shelf (No. 333-275402) that was set to expire on November 27, 2026. | On file Cites 10-Q filed Nov 5, 2026 |
| KIM KIMCO REALTY CORP | Nov 5, 2026 | S-3 | Resale | Kimco Realty filed an S-3 shelf registration statement covering the resale of shares of its common stock issuable upon exchange of $600 million of 3.50% exchangeable senior notes due 2031 issued by its operating entity, Kimco Realty OP... | Not measured No published summary for this ticker |
| PMI Picard Medical, Inc. | Nov 5, 2026 | S-3/A | Resale (amendment) | Picard Medical filed an S-3/A registering up to 500,000 shares for resale by three selling stockholders, consisting of 250,000 shares issuable on conversion of $1.0 million of 3.0% unsecured convertible notes and 250,000 shares issuable on... | On file Cites 424B3 filed Nov 10, 2026 |
| SCYX SCYNEXIS INC | Nov 5, 2026 | S-3 | Primary shelf | SCYNEXIS filed a new $200,000,000 shelf registration statement on Form S-3 to replace its expiring shelf (File No. 333-275520), which lapses November 27, 2026. | On file Cites 10-Q filed Nov 5, 2026 |
| FISN DEEP FISSION, INC. | Nov 4, 2026 | S-3 | Primary shelf | Deep Fission, Inc. filed a $300 million universal shelf registration statement on Form S-3 covering common stock, preferred stock, debt securities, warrants, rights and units, to be sold from time to time via prospectus supplements... | On file Cites S-3 filed Nov 4, 2026 |
| FSTR FOSTER L B CO | Nov 4, 2026 | S-3 | Primary shelf | L.B. Foster Company filed a Form S-3 shelf registration statement on November 4, 2026 to register up to $180,000,000 of securities, including common stock, preferred stock, debt securities, warrants, subscription rights, and units. | Not measured No published summary for this ticker |
| DSGN Design Therapeutics, Inc. | Nov 4, 2026 | S-3 | Primary shelf | Design Therapeutics (Nasdaq: DSGN) filed a new $300 million universal shelf registration statement on Form S-3, registering common stock, preferred stock, debt securities, and warrants for sale from time to time. | Not measured No published summary for this ticker |
| CODX Co-Diagnostics, Inc. | Nov 4, 2026 | S-3 | Resale | Co-Diagnostics filed an S-3 registering the resale of up to 39,594,495 shares by J.J. Astor & Co., the lender under an October 9, 2026 senior secured convertible loan facility of up to $3.1 million. | On file Cites DEF 14A filed Oct 26, 2026 |
| AIOK AI OKTO Corp. | Nov 4, 2026 | F-3/A | Resale (amendment) | AI OKTO Corp. filed an F-3/A shelf registration amendment registering up to $500,000,000 of common shares, preferred shares, debt securities, warrants, purchase contracts, rights, depositary shares and units, plus the resale of 3,206,185... | On file Cites F-3/A filed Nov 4, 2026 |
| BOSC BOS BETTER ONLINE SOLUTIONS LTD | Nov 4, 2026 | F-3 | Primary shelf | B.O.S. Better Online Solutions filed a $10,000,000 universal shelf registration on Form F-3 covering ordinary shares, warrants, and units, to be sold from time to time via future prospectus supplements. | On file Cites F-3 filed Nov 4, 2026 |
| FFTT Masonglory Ltd | Nov 4, 2026 | F-3/A | Primary shelf (amendment) | Masonglory Limited filed Amendment No. 2 to its Form F-3 shelf registration statement (File No. 333-299600) on November 4, 2026. | On file Cites F-3/A filed Nov 4, 2026 |
| WSKEF WISeQey Corp. | Nov 3, 2026 | F-3 | Primary shelf | WISeQey Corp. (Nasdaq: WQEY) filed a $100 million shelf registration statement covering Ordinary Shares, warrants, subscription rights, and units, enabling takedowns from time to time via prospectus supplements. | Not measured No published summary for this ticker |
| IMSR Terrestrial Energy Inc. /DE/ | Nov 3, 2026 | S-3 | Resale | Terrestrial Energy filed an S-3 registering up to 2,263,805 shares of common stock for resale by Louis Plowden-Wardlaw, a former General Counsel, representing roughly 2.7% of the company's 82,771,778 shares outstanding. | On file Cites EFFECT filed Nov 9, 2026 |
| IMSR Terrestrial Energy Inc. /DE/ | Nov 3, 2026 | S-3 | Primary shelf | Terrestrial Energy Inc. (Nasdaq: IMSR), a molten salt nuclear reactor developer that went public via SPAC merger with HCM II Acquisition Corp. in October 2025, filed a $500,000,000 universal shelf registration statement covering common... | On file Cites EFFECT filed Nov 9, 2026 |
| ARVN ARVINAS, INC. | Nov 3, 2026 | S-3 | Primary shelf | Arvinas filed a new Form S-3 shelf registration statement registering up to $400,000,000 of securities, including debt securities, common stock, preferred stock, depositary shares, warrants and units, for sale from time to time. | Not measured No published summary for this ticker |
| SURG SurgePays, Inc. | Nov 3, 2026 | S-3 | Primary shelf | SurgePays filed a new $100M shelf registration statement on Form S-3 covering common stock, preferred stock, debt securities, warrants, rights and units, which upon effectiveness replaces its prior S-3 (File No. 333-273110). | On file Cites S-3 EX-FILING FEES filed Nov 3, 2026 |
| JAGX Jaguar Health, Inc. | Nov 3, 2026 | S-3/A | Primary shelf (amendment) | Jaguar Health filed Amendment No. 1 to its Form S-3 shelf registration statement, registering up to $75,000,000 of common stock, preferred stock, warrants, subscription rights and units for sale from time to time. | On file Cites 424B5 filed Nov 9, 2026 |
| CERS CERUS CORP | Nov 2, 2026 | S-3 | Primary shelf | Cerus Corporation filed a new shelf registration statement (Form S-3) on November 2, 2026, allowing it to offer up to $150.0 million of common stock, preferred stock, debt securities and warrants from time to time. | Not measured No published summary for this ticker |
| ENVX Enovix Corp | Nov 2, 2026 | S-3 | Primary shelf | Enovix Corporation filed a new shelf registration statement on Form S-3 registering up to $500,000,000 of common stock, preferred stock, debt securities and warrants, to be offered from time to time in one or more takedowns. | Not measured No published summary for this ticker |
| BNGO Bionano Genomics, Inc. | Nov 2, 2026 | S-3/A | Primary shelf (amendment) | Bionano Genomics filed Amendment No. 1 to its Form S-3, refreshing a $400,000,000 universal shelf covering common stock, preferred stock, debt securities, warrants and units. | On file Cites 10-Q filed Nov 10, 2026 |
| BLNK Blink Charging Co. | Oct 30, 2026 | S-3 | Primary shelf | Blink Charging filed a new $100 million shelf registration statement on Form S-3 on October 30, 2026, immediately paired with an at-the-market offering prospectus supplement for up to $100 million of common stock through H.C. Wainwright... | On file Cites S-3 filed Oct 30, 2026 |
| XPON Expion Energy, Inc. | Oct 30, 2026 | S-3/A | Primary shelf (amendment) | Expion Energy (XPON) filed Amendment No. 1 to its Form S-3 shelf registration statement on October 30, 2026. | On file Cites EFFECT filed Nov 3, 2026 |
| IDA IDACORP INC | Oct 30, 2026 | S-3 | Primary shelf | IDACORP filed an automatic shelf registration statement on Form S-3 to register 300,000 shares of common stock for its Dividend Reinvestment and Stock Purchase Plan, plus 139,783 unsold shares carried forward from a prior 2020 registration. | Not measured No published summary for this ticker |
| ICU SeaStar Medical Holding Corp | Oct 30, 2026 | S-3 | Resale | SeaStar Medical filed an S-3 resale registration statement covering up to 1,767,784 shares issuable upon exercise of warrants issued in an October 2026 warrant inducement deal, including 854,002 Series A warrant shares, 854,002 Series B... | On file Cites S-3 filed Apr 22, 2025 |
| DWTX Dogwood Therapeutics, Inc. | Oct 30, 2026 | S-3 | Resale | Dogwood Therapeutics filed an S-3 registering for resale 4,098,360 shares held by Sealbond Limited, its controlling stockholder, which bought the shares at $1.22 per share in a $5.0 million private placement that closed October 26, 2026. | On file Cites EFFECT filed Nov 6, 2026 |
| FFTT Masonglory Ltd | Oct 30, 2026 | F-3/A | Primary shelf (amendment) | Masonglory Limited filed an amendment to its Form F-3 shelf registration, registering up to $200,000,000 of Class A Ordinary Shares, debt securities, warrants, rights and units for sale from time to time. | On file Cites F-3/A filed Nov 4, 2026 |
| XRX Xerox Holdings Corp | Oct 30, 2026 | S-3 | Resale | Xerox Holdings filed an S-3 shelf registration to register the resale of 3,872,062 common shares (about 2.9% of its 135.2 million shares outstanding) by selling stockholders, mostly hedge funds and credit funds. | Not measured No published summary for this ticker |
| PROK PROKIDNEY CORP. | Oct 29, 2026 | S-3 | Primary shelf | ProKidney Corp. filed a $650M universal shelf registration statement on Form S-3 covering Class A common stock, preferred stock, debt securities, warrants, rights and units. | On file Cites S-3 EX-FILING FEES filed Oct 29, 2026 |
| LXEO Lexeo Therapeutics, Inc. | Oct 29, 2026 | S-3 | Primary shelf | Lexeo Therapeutics filed a new $300 million shelf registration statement on Form S-3 covering common stock, preferred stock, debt securities, warrants, subscription rights, purchase contracts and units, to be offered from time to time. | On file Cites EFFECT filed Nov 4, 2026 |
| ARAI Arrive AI Inc. | Oct 29, 2026 | S-3 | Resale | Arrive AI filed an S-3 registering 1,665,382 shares for resale by Growth Capital Partners, LLC, consisting of 384,615 shares and up to 1,280,767 warrant shares from the investor's $250,000 private placement closed October 5, 2026. | On file Cites EFFECT filed Nov 6, 2026 |
| ETS Elite Express Holding Inc. | Oct 28, 2026 | S-3/A | Primary shelf (amendment) | Elite Express Holding Inc. filed Amendment No. 2 to its Form S-3 shelf registration covering up to $300,000,000 of Class A common stock, preferred stock, debt securities, warrants, rights and units. | On file Cites S-3/A filed Oct 28, 2026 |
| SLXN Silexion Therapeutics Corp | Oct 28, 2026 | S-3 | Resale | Silexion Therapeutics filed an S-3 shelf registering resale of up to 8,813,531 ordinary shares by selling shareholders, covering warrant shares from a September 2026 warrant inducement, Moringa Sponsor note-conversion shares, and 740,224... | On file Cites EFFECT filed Nov 9, 2026 |
| SCNI Scinai Immunotherapeutics Ltd. | Oct 28, 2026 | F-3 | Resale | Scinai Immunotherapeutics filed an F-3 registering the resale of up to 7,587,543 ADSs issuable upon exercise of warrants held by Armistice Capital and placement agent A.G.P./Alliance Global Partners, stemming from the October 13, 2026... | On file Cites 424B3 filed Nov 10, 2026 |
| AMOD ALPHA MODUS HOLDINGS, INC. | Oct 28, 2026 | S-3/A | Resale (amendment) | Alpha Modus Holdings filed Amendment No. 1 to its Form S-3 to register the resale of 103,243,120 shares of common stock by ten selling stockholders, consisting of 51,621,560 PIPE shares and 51,621,560 warrant shares. | On file Cites S-3/A filed Oct 28, 2026 |
| QNRX Quoin Pharmaceuticals Ltd. | Oct 28, 2026 | S-3 | Primary shelf | Quoin Pharmaceuticals filed a new $150,000,000 shelf registration statement on Form S-3, allowing it to offer ADSs, warrants, subscription rights, debt securities, and units from time to time as market conditions permit. | On file Cites 10-Q filed Nov 5, 2026 |
| ZURA Zura Bio Ltd | Oct 27, 2026 | S-3 | Primary shelf | Zura Bio filed a $700 million universal shelf registration statement covering Class A ordinary shares, preference shares, debt securities, warrants and units, alongside a sales agreement prospectus for up to $114,044,900 of Class A... | Not measured No published summary for this ticker |
| TELO Telomir Pharmaceuticals, Inc. | Oct 27, 2026 | S-3 | Resale | Telomir Pharmaceuticals filed an S-3 registering the resale of up to 5,292,810 shares held by selling securityholders, including 4,900,750 shares sold in an October 2026 private placement and 392,060 warrant shares held by placement agent... | On file Cites EFFECT filed Nov 5, 2026 |
| NIVF NewGenIvf Group Ltd | Oct 27, 2026 | F-3 | Primary shelf | NewGenIvf Group (NIVF) filed a $100 million universal shelf registration statement on Form F-3 covering Class A ordinary shares, preferred shares, warrants, debt securities, and subscription rights units, to be offered from time to time... | On file Cites F-3/A filed Nov 9, 2026 |
| SDEV Stablecoin Development Corp | Oct 26, 2026 | S-3/A | Resale (amendment) | Stablecoin Development Corp filed Pre-Effective Amendment No. 3 to its S-3, registering resale of up to 212,678,607 shares of common stock by selling stockholders R01 Fund LP, Framework Ventures IV, Tether Investments, and Sky Frontier... | On file Cites 10-Q filed Oct 29, 2026 |
| DCM DeFi Capital Markets, Inc. | Oct 26, 2026 | S-3 | Resale | DeFi Capital Markets (formerly Universal Safety Products) filed an S-3 registering resale of up to 2,650,000 shares issuable on conversion of $2.65 million in convertible notes held by SJC Lending LLC, purchased at a discount ($2.5 million... | On file Cites EFFECT filed Nov 3, 2026 |
| ABOS Acumen Pharmaceuticals, Inc. | Oct 26, 2026 | S-3 | Primary shelf | Acumen Pharmaceuticals filed a new Form S-3 universal shelf registration on October 26, 2026, allowing it to offer up to $500 million of common stock, preferred stock, debt securities and warrants on a delayed or continuous basis. | On file Cites EFFECT filed Oct 28, 2026 |
| MYSZ My Size, Inc. | Oct 26, 2026 | S-3 | Primary shelf | My Size, Inc. filed a new $100,000,000 universal shelf registration statement on Form S-3, allowing it to offer common stock, debt securities, warrants and units from time to time. | Not measured No published summary for this ticker |
| PBK POWERBANK Corp | Oct 26, 2026 | F-3 | Primary shelf | PowerBank Corp filed a Form F-3 shelf registration covering up to $200 million of common shares, preferred shares, debt securities, warrants, units, and subscription receipts over a 36-month period. | On file Cites EFFECT filed Oct 30, 2026 |
| XPON Expion Energy, Inc. | Oct 26, 2026 | S-3 | Primary shelf | Expion Energy filed a $50,000,000 universal shelf registration covering common stock, preferred stock, debt securities and warrants, including a $1,666,183 at-the-market sales agreement with H.C. Wainwright. | On file Cites EFFECT filed Nov 3, 2026 |
| FFAI FARADAY FUTURE INTELLIGENT ELECTRIC INC. | Oct 23, 2026 | S-3/A | Resale (amendment) | Faraday Future filed an S-3/A registering up to 5,904,339 shares of Class A common stock for resale by selling stockholders, issuable upon conversion of three tranches of convertible notes (May 2026 Secured SPA Notes, March 2025 Unsecured... | On file Cites S-3 EX-FILING FEES filed Jul 10, 2026 |
| IPW iPower Inc. | Oct 23, 2026 | S-3/A | Primary shelf (amendment) | iPower Inc. filed Pre-Effective Amendment No. 1 to its Form S-3 shelf registration statement (Registration No. 333-299409), originally filed October 9, 2026. | On file Cites EFFECT filed Oct 27, 2026 |
| TAOX TAO Synergies Inc. | Oct 23, 2026 | S-3/A | Primary shelf (amendment) | TAO Synergies (TAOX) filed Amendment No. 3 to its Form S-3 shelf registration on October 23, 2026, registering up to $100 million of common stock, preferred stock, debt securities, warrants, rights, and units for sale from time to time. | On file Cites 10-K filed Mar 31, 2026 |
| DXST Decent Holding Inc. | Oct 23, 2026 | F-3 | Resale | Decent Holding Inc. filed a Form F-3 resale registration statement covering up to 822,828 Class A ordinary shares issuable upon exercise of warrants issued to a selling shareholder in the October 2, 2026 private placement tied to a $1.23... | On file Cites 6-K filed Oct 6, 2026 |
| PASW Ping An Biomedical Co., Ltd. | Oct 23, 2026 | F-3 | Primary shelf | Ping An Biomedical Co., Ltd. (Nasdaq: PASW) filed a $300 million Form F-3 shelf registration covering Class A ordinary shares, debt securities, warrants, units, rights and other securities for sale from time to time. | On file Cites F-3 filed Oct 23, 2026 |
| CTW CTW | Oct 23, 2026 | F-3 | Primary shelf | CTW, the Japan-based operator of the anime-themed HTML5 gaming platform G123.jp, filed a Form F-3 shelf registration covering up to US$100 million of securities, plus an initial $2 million at-the-market offering through A.G.P./Alliance... | On file Cites F-3 filed Oct 23, 2026 |
| BTLN Brightline Interactive, Inc./NV | Oct 23, 2026 | S-3 | Resale | Brightline Interactive (formerly The Glimpse Group; GGRP, now trading as BTLN) filed an S-3 registering the resale of up to 446,436 shares, 223,218 issued and 223,218 warrant shares, held by investors from a September 2026 private... | On file Cites EFFECT filed Oct 29, 2026 |
| ENSC Ensysce Biosciences, Inc. | Oct 23, 2026 | S-3 | Resale | Ensysce Biosciences filed an S-3 registering up to 433,907,000 shares of common stock for resale by selling securityholders, issuable upon conversion of Series C preferred stock issued in connection with the August 5, 2026 acquisition of... | On file Cites S-3 filed Jun 4, 2026 |
| BGMS Bio Green Med Solution, Inc. | Oct 23, 2026 | S-3 | Resale | Bio Green Med Solution filed an S-3 to register the resale of 1,103,338 common shares by five selling stockholders from a June 2026 private placement at $0.72 per share that raised $794,403. | On file Cites S-3 EX-FILING FEES filed Oct 23, 2026 |
| WORX SCWorx Corp. | Oct 23, 2026 | S-3/A | Resale (amendment) | SCWorx Corp. filed Amendment No. 1 to its Form S-3 registering the resale of up to 8,253,352 shares of common stock by selling stockholders, comprised of 399,860 issued shares and up to 7,853,492 warrant shares. | On file Cites 424B3 filed Oct 27, 2026 |
| FFTT Masonglory Ltd | Oct 23, 2026 | F-3 | Primary shelf | Masonglory Limited (Nasdaq: MSGY) filed a $200 million F-3 shelf registration covering Class A ordinary shares, debt securities, warrants, rights and units, to be sold from time to time in amounts set by future prospectus supplements. | On file Cites F-3/A filed Nov 4, 2026 |
| JAGX Jaguar Health, Inc. | Oct 22, 2026 | S-3 | Primary shelf | Jaguar Health filed a new $75 million universal shelf registration statement on Form S-3, registering common stock, preferred stock, warrants, subscription rights and units for sale from time to time. | On file Cites 424B5 filed Nov 9, 2026 |
| ESEA EUROSEAS LTD. | Oct 22, 2026 | F-3/A | Primary shelf (amendment) | Euroseas Ltd. filed Amendment No. 1 to its Form F-3 shelf registration (File No. 333-299121), maintaining the ability to offer up to $400 million of common shares, preferred shares, debt securities, warrants and units from time to time. | Not measured No published summary for this ticker |
| PMI Picard Medical, Inc. | Oct 22, 2026 | S-3 | Resale | Picard Medical filed an S-3 shelf registration to register the resale of up to 500,000 shares of common stock by three selling stockholders, consisting of 250,000 shares issuable upon conversion of $1.0 million of unsecured convertible... | On file Cites 424B3 filed Nov 10, 2026 |
| CRML Critical Metals Corp. | Oct 22, 2026 | F-3 | Resale | Critical Metals Corp. filed an F-3 registration statement to register 1,111,111 ordinary shares for resale by Jett Capital Advisors Holdings, LLC, valued at roughly $7.0 million at an estimated $6.30 per share. | Not measured No published summary for this ticker |
| DFNS T3 Defense Inc. | Oct 21, 2026 | S-3/A | Primary shelf (amendment) | T3 Defense Inc. (Nasdaq: DFNS) filed an S-3/A shelf registration amendment covering up to $250,000,000 of common stock, preferred stock, debt securities, warrants, subscription rights and units, sellable from time to time via prospectus... | On file Cites S-3/A filed Oct 21, 2026 |
| AZR ADIAL PHARMACEUTICALS, INC. | Oct 21, 2026 | S-3/A | Resale (amendment) | Adial Pharmaceuticals filed an S-3/A registering up to 25,148,970 shares of common stock for resale by selling stockholders tied to its June 2026 acquisition of Azora Therapeutics, a $26.8 million PIPE, and the retirement of $5.5 million... | On file Cites EFFECT filed Oct 26, 2026 |
| AIOK AI OKTO Corp. | Oct 20, 2026 | F-3 | Primary shelf | AI OKTO Corp., the LPG shipping company spun off from Toro Corp. on October 8, 2026, filed a $500 million shelf registration statement on Form F-3 covering common shares, preferred shares, debt securities, warrants, purchase contracts... | On file Cites F-3/A filed Nov 4, 2026 |
| HOST Host Digital Inc. | Oct 19, 2026 | S-3 | Primary shelf | Host Digital Inc. (formerly Healthy Choice Wellness Corp., ticker changed from HCWC to HOST) filed an S-3 shelf registration to permit selling stockholders to resell up to 45,385,000 shares of Class A common stock. | On file Cites 8-K filed Sep 21, 2026 |
| PUSA Powerus Corp | Oct 19, 2026 | S-3 | Primary shelf | Powerus Corporation (Nasdaq: PUSA) filed a $250,000,000 mixed shelf registration covering common stock, preferred stock, debt securities, depositary certificates, warrants, and units, usable in one or more offerings from time to time. | On file Cites EFFECT filed Oct 28, 2026 |
| VBIO Valion Bio, Inc. | Oct 16, 2026 | S-3 | Resale | Valion Bio filed an S-3 registering the resale by 3i, LP of up to 3,954,381 shares of common stock, consisting of shares issuable upon conversion of Series B and Series C preferred stock and exercise of warrants, at a fixed conversion... | On file Cites 424B3 filed Oct 21, 2026 |
| GOAI Eva Live Inc | Oct 16, 2026 | S-3 | Resale | Eva Live Inc. (Nasdaq: GOAI) filed an S-3 shelf registration to register 960,000 shares of common stock for resale by CEO David Boulette, shares he received in the company's 2021 reverse merger of EvaMedia. | On file Cites 424B3 filed Oct 27, 2026 |
| BIYA Baiya International Group Inc. | Oct 16, 2026 | F-3/A | Primary shelf (amendment) | Baiya International Group Inc. filed an F-3/A shelf registration statement covering up to $200,000,000 of Class A ordinary shares, preferred shares, debt securities, warrants, rights, and units. | On file Cites F-3/A filed Oct 16, 2026 |
| PZG Paramount Gold Nevada Corp. | Oct 16, 2026 | S-3 | Primary shelf | Paramount Gold Nevada filed a new $50 million universal shelf registration statement covering common stock, preferred stock, depositary shares, warrants, debt securities and units. | On file Cites S-3 filed Oct 16, 2026 |
| WORX SCWorx Corp. | Oct 16, 2026 | S-3 | Resale | SCWorx Corp. filed a Form S-3 registering the resale of up to 13,099,253 shares of common stock by selling stockholders, including 399,860 outstanding shares and up to 12,599,393 shares issuable upon exercise of outstanding warrants tied... | On file Cites 424B3 filed Oct 27, 2026 |
| XHLD TEN Holdings, Inc. | Oct 16, 2026 | S-3 | Primary shelf | TEN Holdings, Inc. (Nasdaq: XHLD) filed a Form S-3 shelf registration statement on October 16, 2026, registering up to $100,000,000 of securities including common stock, preferred stock, warrants, rights, units and debt securities, to be... | On file Cites 424B5 filed Nov 9, 2026 |
| BULL Webull Corp | Oct 16, 2026 | F-3/A | Primary shelf (amendment) | Webull Corporation filed Amendment No. 1 to its Form F-3 shelf registration statement (Registration No. 333-298677) on October 15, 2026. | Not measured No published summary for this ticker |
| BURU Nuburu, Inc. | Oct 15, 2026 | S-3 | Resale | Nuburu filed an S-3 to register the resale of up to 20 million shares issuable to selling stockholders upon conversion of Series B Preferred Stock issued in its July 17, 2026 public offering. | On file Cites 424B3 filed Oct 23, 2026 |
| PIII P3 Health Partners Inc. | Oct 15, 2026 | S-3 | Resale | P3 Health Partners filed an S-3 shelf registration to register resale of up to 15,636,134 Class A shares issuable upon exercise of warrants held by selling stockholders affiliated with Chicago Pacific Founders and VBC Growth SPVs. The... | On file Cites EFFECT filed Nov 6, 2026 |
| AERG APPLIED ENERGETICS, INC. | Oct 15, 2026 | S-3/A | Primary shelf (amendment) | Applied Energetics filed Amendment No. 1 to its Form S-3 shelf registration, registering up to $300,000,000 of common stock, preferred stock, warrants, subscription rights, debt securities, and units for sale from time to time. | Not measured No published summary for this ticker |
How to read a shelf registration
A primary shelf on Form S-3 names a maximum dollar amount the company may raise over three years, across common stock, preferred stock, warrants, debt and units. It must be declared effective by the SEC before anything is sold; watch for the EFFECT notice on EDGAR. Once effective, each sale is documented in a 424B prospectus supplement, which is when shares actually reach the market. An amendment (S-3/A) usually answers SEC comments or updates financials.
A resale shelf registers shares already issued, or issuable on exercise of warrants, so that the holders can sell them publicly. The company does not receive the sale proceeds, but the shares still add to the supply in the market. Foreign private issuers use Form F-3 for the same purposes.
Smaller companies face the baby shelf limit: with under $75 million of public float they can sell no more than one third of that float under a shelf in any 12 months. A large shelf from a small company is therefore a ceiling, not a near-term amount.
For each company's current shelf status and remaining capacity, see the free summaries on Signal8's stock dilution checker.